International Collaboration Review Committee

International Collaboration Review Committee

UT is committed to advancing research driven by faculty scholarly agendas. The University is equally committed to protecting faculty, students, and the institution from undue risks when engaging with foreign entities, whether those risks arise directly from the engagement itself or from potential conflicts with internal, state, or federal policy.

The International Collaboration Review Committee (ICRC), comprised of faculty and research administrators, reviews collaborations with or taking place in foreign countries of concern. These countries, as defined by Texas Executive Order GA-48, are China (including Hong Kong and Macau), Russia, Iran, North Korea, Cuba, and Venezuela. The committee evaluates the details of the proposed scholarly work and collaboration and provides risk assessments and mitigation guidance. The committee’s review may include restricted party screening, export control, reputational and funding risk, disclosure requirements, intellectual property risk, physical and data security, and other risks including conflicts of interest and potential policy violations or compliance requirements. The committee does not deny projects; rather, it helps facilitate productive, secure, and compliant collaborations.

Faculty and researchers with planned collaborations or field research in countries of concern, as well as those with in-progress projects, must submit through the web-based ICRC portal information about the collaboration and how it benefits their overall scholarly agenda. Prospective collaborations will receive review priority. The ICRC will evaluate the proposed work and provide tailored risk mitigation recommendations on matters such as:

  • travel security
  • data security
  • disclosure obligations to UT and research sponsors
  • coauthorship

 

Activities Requiring ICRC Review

Any UT investigator contemplating or already working with entities or individuals in countries of concern (i.e., PRC, to include Hong Kong and Macau; Russia; Iran; North Korea; Cuba; or Venezuela) or carrying out field research in those countries are required to submit the activity for ICRC review. These activities include:

  • Employment involving research (including advising on research) or teaching, to include academic, professional, or institutional appointments, whether or not remuneration is received
  • Joint patents
  • Joint research collaboration or partnerships
  • Research support, whether monetary or in-kind
  • Invitations to join funding proposals
  • Non-disclosure agreements or contract agreements
  • Any research related agreements
  • Talent program invitations

 

ICRC Meeting Frequency

The ICRC meets once a month, generally on the 4th Wednesday of every month.

Restricted Parties/Entities

Restricted Parties/Entities
  • Department of War Section 1286 List. Identifies foreign institutions and entities determined by DoW to present specified research-security and foreign-influence concerns.
  • Department of War Section 1260H List. Identifies entities determined by DoW to qualify as Chinese military companies operating directly or indirectly in the United States.
  • Department of Commerce Entity List. Identifies foreign persons and organizations subject to specified export licensing requirements.
  • Department of the Treasury sanctions lists, including the OFAC Specially Designated Nationals and Blocked Persons List, which impose restrictions on dealings with designated persons and entities.
  • Department of Commerce Military End-User List. Identifies foreign entities subject to heightened export-control restrictions and licensing requirements because of their designation as military end users under the Export Administration Regulations.
  • Department of Commerce Denied Persons List. Identifies individuals, companies, and organizations that have been denied export privileges and are prohibited from participating in specified transactions subject to the Export Administration Regulations.
  • Department of State Debarred Parties List. Identifies persons (including entities and individuals) convicted of violating or conspiracy to violate the Arms Export Control Act (AECA)
  • Section 889 List. Identifies prohibited telecommunications companies of the People’s Republic of China (including aliases, affiliates, and subsidiaries).
  • Section 5949 List. Identifies prohibited semiconductor companies of the People’s Republic of China (including aliases, affiliates, and subsidiaries).
  • Federal Communications Commission Covered List. Identifies communications equipment and services (Covered List) entities that are deemed to pose an unacceptable risk to the national security of the United States or the security and safety of United States persons.
  • Department of Homeland Security Uyghur Forced Labor. Identifies entities associated with forced labor involving the Xinjiang Uyghur Autonomous Region or other government labor schemes in the People’s Republic of China whose goods are subject to a rebuttable presumption against importation into the United States.
  • Annex to Executive Order (EO) 14032. Identifies Chinese companies initially made subject to restrictions on U.S. persons’ transactions in publicly traded securities because of their involvement in China’s defense and related materiel or surveillance-technology sectors.